Broker Dealer
MaineActive
- Exam
- No exam
- Education
- None
- Experience
- Not reported
- Background check
- None
A broker dealer buys and sells securities for their and their customer's benefit.
Requirements reported by the state
- Licence type
- Tied to business
- Exam
- No exam
- Education
- No education required
- Continuing education
- No continuing education requirement
- Certification
- No mention of certification
- Background check
- No criminal record requirements
Issuing body
- Department
- Maine Department of Professional & Financial Regulation
- Board
- Office of Professional and Occupational Regulation
- Address
- Gardiner Annex/ 76 Northern Ave 35 State House Station Augusta, ME 04333
- Phone
- (207) 624-8603
- Licence page
- 0
- Last updated
- June 17, 2022
Occupations (O*NET)
- Real Estate Broker 41-9021.00
Source and verification
This record is Maine's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with Office of Professional and Occupational Regulation — see the issuing body section above.
How we process this data. Not legal advice.