Central Registration Depository (CRD)
FloridaActive
This record was last updated on February 25, 2020, before 2022. It may be out of date — confirm with the board.
- Exam
- Not reported
- Education
- Not reported
- Experience
- Experience
- Background check
- None
(Statute 517.12) Registration of dealers, associated persons, intermediaries, and investment advisers.
Requirements reported by the state
- Licence type
- Registry
- Certification
- No mention of certification
- Experience
- Experience
- Background check
- No criminal record requirements
Issuing body
- Department
- FL Department of Financial Services
- Address
- 200 E. Gaines Street Tallahassee, Fl 32399
- Phone
- (850) 413-3137
- Agency website
- www.fldfs.com
- Last updated
- February 25, 2020
Occupations (O*NET)
- Investment Advisor 13-2052.00
Source and verification
This record is Florida's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with FL Department of Financial Services — see the issuing body section above.
How we process this data. Not legal advice.