Investment Adviser

IllinoisActive
Exam
Not reported
Education
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Experience
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Background check
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An individual who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or the advisability of investing in, purchasing, or selling securities or who, for direct or indirect compensation and as part of a regular advisory business, issues or promulgates analysis or reports concerning securities.

Requirements reported by the state

Licence type
Registry

Issuing body

Department
Illinois Secretary of State Securities Department
Address
Capitol Building, Room 213 Springfield, IL 62756
Last updated
September 5, 2024

Occupations (O*NET)

Source and verification

This record is Illinois's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.

Before you apply, confirm every detail with Illinois Secretary of State Securities Department — see the issuing body section above.

How we process this data. Not legal advice.