Investment Adviser
South DakotaActive
- Exam
- Not reported
- Education
- Not reported
- Experience
- Not reported
- Background check
- Not reported
A person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or the advisability of investing in, purchasing, or selling securities.
Requirements reported by the state
- Licence type
- Registry
Issuing body
- Division
- South Dakota Division of Securities
- Address
- 124 S Euclid Ave, 2nd Floor Pierre, SD 57501
- Phone
- (605) 773-3563
- Agency website
- http://dlr.sd.gov/securities/
- Licence page
- http://dlr.sd.gov/securities/
- Last updated
- May 22, 2024
Occupations (O*NET)
- Investment Advisor 13-2052.00
Source and verification
This record is South Dakota's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with South Dakota Division of Securities — see the issuing body section above.
How we process this data. Not legal advice.