Investment Advisers Representative
New MexicoActive
- Exam
- Third-party exam
- Education
- Not reported
- Experience
- Experience
- Background check
- Required
Licensed securities broker-dealers, financial advisers and other investment professionals.
Requirements reported by the state
- Licence type
- Stand-alone license
- Exam
- Third-party exam required
- Continuing education
- No continuing education requirement
- Certification
- Certification may substitute for license requirements
- Experience
- Experience
- Background check
- Background check required
- Physical requirement
- No physical requirements
Issuing body
- Department
- New Mexico Regulation & Licensing Department
- Division
- New Mexico Securities Division
- Address
- 2550 Cerrillos Road, Third Floor P.O. Box 25101 Santa Fe, NM 87505
- Phone
- (505) 476-4500
- Agency website
- https://www.rld.nm.gov/securities-division/
- Licence page
- https://www.rld.nm.gov/securities-division/
- Last updated
- September 5, 2024
Occupations (O*NET)
- Investment Advisor 13-2052.00
Source and verification
This record is New Mexico's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with New Mexico Securities Division — see the issuing body section above.
How we process this data. Not legal advice.