Investment Advisor
KansasActive
- Exam
- Third-party exam
- Education
- Not reported
- Experience
- Not reported
- Background check
- None
Investment advisors advise clients on financial plans using knowledge of tax and investment strategies, securities, insurance, pension plans, and real estate. Duties include assessing clients' assets, liabilities, cash flow, insurance coverage, tax status, and financial objectives. May also buy and sell financial assets for clients.
Requirements reported by the state
- Licence type
- Stand-alone license
- Exam
- Third-party exam required
- Continuing education
- No continuing education requirement
- Certification
- Certification may substitute for license requirements
- Background check
- No criminal record requirements
Issuing body
- Department
- Kansas Department of Insurance
- Board
- Office of the Kansas Securities Commissioner
- Address
- 1300 SW Arrowhead Rd Topeka, KS 66604
- Phone
- (785) 296-3071
- Agency website
- https://insurance.kansas.gov/
- Last updated
- September 5, 2024
Occupations (O*NET)
- Investment Advisor 13-2052.00
Source and verification
This record is Kansas's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with Office of the Kansas Securities Commissioner — see the issuing body section above.
How we process this data. Not legal advice.