Investment Advisor
MaineActive
- Exam
- State exam
- Education
- None
- Experience
- Not reported
- Background check
- None
Investment advisors work as professionals within the financial industry by providing guidance to clients in exchange for specific fees.
Requirements reported by the state
- Licence type
- Tied to business
- Exam
- State exam required
- Education
- No education required
- Continuing education
- No continuing education requirement
- Certification
- No mention of certification
- Background check
- No criminal record requirements
Issuing body
- Department
- Maine Department of Professional & Financial Regulation
- Board
- Office of Professional and Occupational Regulation
- Address
- Gardiner Annex/ 76 Northern Ave 35 State House Station Augusta, ME 04333
- Phone
- (207) 624-8603
- Licence page
- 0
- Last updated
- June 17, 2022
Occupations (O*NET)
- Investment Advisor 13-2052.00
Source and verification
This record is Maine's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with Office of Professional and Occupational Regulation — see the issuing body section above.
How we process this data. Not legal advice.