Investment Advisor
MichiganActive
This record was last updated on February 25, 2020, before 2022. It may be out of date — confirm with the board.
- Exam
- State exam
- Education
- Not reported
- Experience
- Experience
- Background check
- None
The application for investment adviser registration is a two-part. It involves the electronic filing of Form ADV Part I, ADV Part 2, and other documents. The examination process varies depending on the complexity of the Applicant's business model. The fee for this application is $200.00.
Requirements reported by the state
- Licence type
- Stand-alone license
- Exam
- State exam required
- Certification
- No mention of certification
- Experience
- Experience
- Background check
- No criminal record requirements
Issuing body
- Department
- Michigan Department of Licensing and Regulatory Affairs
- Division
- Bureau of Corporations, Securities & Commercial
- Address
- P.O. Box 30018 Lansing, MI 48909
- Phone
- (517) 241-9221
- Last updated
- February 25, 2020
Occupations (O*NET)
- Investment Advisor 13-2052.00
Source and verification
This record is Michigan's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with Bureau of Corporations, Securities & Commercial — see the issuing body section above.
How we process this data. Not legal advice.