Investment Advisor Representative
VermontActive
- Exam
- No exam
- Education
- None
- Experience
- None
- Background check
- Felony convictions prohibited
Advises others as to the value of securities, or as to the advisability of investing in, purchasing, or selling securities, or who issues reports concerning securities and is employed by or associated with an investment advisor.
Requirements reported by the state
- Licence type
- Registry
- Exam
- No exam
- Education
- No education required
- Continuing education
- No continuing education requirement
- Certification
- No mention of certification
- Experience
- No experience
- Background check
- Felony convictions prohibited
- Physical requirement
- No physical requirements
Issuing body
- Department
- Vermont Department of Finanical Regulation
- Division
- Securities Division
- Address
- 89 Main Street Montpelier, VT 05620
- Phone
- (802) 828-3420
- Agency website
- https://dfr.vermont.gov/industry/securities
- Licence page
- https://dfr.vermont.gov/industry/securities
- Last updated
- September 8, 2023
Occupations (O*NET)
- Investment Advisor 13-2052.00
Source and verification
This record is Vermont's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with Securities Division — see the issuing body section above.
How we process this data. Not legal advice.