Investment Advisors
North DakotaActive
- Exam
- Third-party exam
- Education
- None
- Experience
- None
- Background check
- Required
For more information about the licensing process, including application and renewal fees, please check with the licensing authority.
Requirements reported by the state
- Licence type
- Registry
- Exam
- Third-party exam required
- Education
- No education required
- Continuing education
- No continuing education requirement
- Certification
- No mention of certification
- Experience
- No experience
- Background check
- Background check required
- Physical requirement
- No physical requirements
Issuing body
- Department
- ND Securities Department
- Address
- 600 E Boulevard Ave 5th Fl Bismarck, ND 58505
- Phone
- (701) 328-2910
- Agency website
- https://www.securities.nd.gov/
- Licence page
- https://www.securities.nd.gov/
- Last updated
- May 22, 2024
Occupations (O*NET)
- Investment Advisor 13-2052.00
Source and verification
This record is North Dakota's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with ND Securities Department — see the issuing body section above.
How we process this data. Not legal advice.