Investment Advisory Representative
ColoradoActive
- Exam
- Third-party exam
- Education
- Specific course
- Experience
- Experience
- Background check
- Not reported
DESCRIPTION: IARs are those individuals who are associated with Investment Advisers who formulate or deliver advice to clients and have a place of business in Colorado. LICENSE REQUIREMENTS: The employing Investment Adviser must register each Investm
Requirements reported by the state
- Licence type
- Stand-alone license
- Exam
- Third-party exam required
- Education
- Specific course required
- Continuing education
- Continuing education required
- Certification
- No mention of certification
- Experience
- Experience
- Physical requirement
- No physical requirements
Issuing body
- Department
- Department of Regulatory Agencies
- Division
- Division of Securities
- Address
- 1560 Broadway Ste 900 Denver, CO 80202
- Phone
- (303) 894-2320
- Agency website
- Colorado Division of Securities
- Last updated
- May 1, 2024
Occupations (O*NET)
- Investment Advisor 13-2052.00
Source and verification
This record is Colorado's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with Division of Securities — see the issuing body section above.
How we process this data. Not legal advice.