Issuer Agent
OklahomaActive
This record was last updated on June 25, 2020, before 2022. It may be out of date — confirm with the board.
- Exam
- State exam
- Education
- None
- Experience
- Not reported
- Background check
- Felony convictions prohibited
JOB DESCRIPTION: An issuer agent works for or represents an issuer of securities. The issuer agent negotiates the purchase or sale of the securities, bonds, or other specialized financial products of the issuer.
Requirements reported by the state
- Licence type
- Stand-alone license
- Exam
- State exam required
- Education
- No education required
- Continuing education
- Continuing education required
- Certification
- No mention of certification
- Background check
- Felony convictions prohibited
Issuing body
- Department
- Oklahoma Department of Securities
- Address
- 204 North Robinson Avenue Suite 400 Oklahoma City, OK 73102
- Phone
- (405) 280-7700
- Agency website
- https://www.securities.ok.gov/
- Licence page
- www.securities.ok.gov
- Last updated
- June 25, 2020
Occupations (O*NET)
- Insurance Producer 41-3021.00
Source and verification
This record is Oklahoma's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with Oklahoma Department of Securities — see the issuing body section above.
How we process this data. Not legal advice.