Securites Investment Advisors & Broker Dealers

This record was last updated on March 8, 2018, before 2022. It may be out of date — confirm with the board.

Exam: State exam
Education: Not reported
Experience: Not reported
Background check: None

Securities Investment Advisor and Securities Broker-Dealers must be licensed by the Idaho Department of Finance. Applicants for licensure must: 1.) Submit an application with required documents and fees; 2.) Meet varying capital requirments; 2.) Investment Advisors must deliver an indemnity bond of $10,000 to the Idaho Department of Financ; 3.) Principals must pass an exam. Term: Licenses are renewed annually.

Requirements reported by the state

Licence type: Stand-alone license
Exam: State exam required
Certification: No mention of certification
Background check: No criminal record requirements

Issuing body

Department: Idaho Department of Finance
Address: 800 Park Blvd., Suite 200 P.O. Box 83720 Boise, ID 83720
Phone: (208) 332-8000
Agency website: http://finance.idaho.gov
Licence page: http://www.finance.idaho.gov/Securities/Securities.aspx#
Last updated: March 8, 2018

Occupations (O*NET)

Investment Advisor 13-2052.00

Source and verification

This record is Idaho's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.

Before you apply, confirm every detail with Idaho Department of Finance — see the issuing body section above.

How we process this data. Not legal advice.