Securities Broker
ColoradoActive
- Exam
- Third-party exam
- Education
- Specific course
- Experience
- Experience
- Background check
- Not reported
DESCRIPTION: Person who sells or brokers securities. LICENSE REQUIREMENTS: A Filing fee is required for a broker-dealer license and for each sales representative license. Each applicant must pass the Uniform Securities Agent State Law Examination (Se
Requirements reported by the state
- Licence type
- Stand-alone license
- Exam
- Third-party exam required
- Education
- Specific course required
- Continuing education
- Continuing education required
- Certification
- No mention of certification
- Experience
- Experience
- Physical requirement
- No physical requirements
Issuing body
- Department
- Department of Regulatory Agencies
- Division
- Division of Securities
- Address
- 1560 Broadway Ste 900 Denver, CO 80202
- Phone
- (303) 894-2320
- Agency website
- Colorado Division of Securities
- Licence page
- Broker-Dealer Firms & Sales Reps
- Last updated
- May 1, 2024
Occupations (O*NET)
- Securities Agent 41-3031.00
Source and verification
This record is Colorado's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with Division of Securities — see the issuing body section above.
How we process this data. Not legal advice.