O*NET 41-3031.00
Securities Agent
Licences reported for this occupation in 27 of 57 states and territories in this dataset.
Compare states
Pick up to 3 states. Only what each state reported is shown; where a state reported several licences, the first is compared.
Alabama
Arkansas
California
Colorado
Florida
Georgia
- Stock Brokers/DealerNo new licenses issued
Guam
Illinois
Iowa
Kansas
Kentucky
Michigan
Minnesota
Montana
Nevada
New Jersey
North Carolina
Ohio
Oregon
Rhode Island
South Dakota
Tennessee
United States
- Series 23 - General Securities Principal—Sales Supervisor Module
- Series 24 - General Securities Principal
- Series 26 - Investment Company Products/Variable Contracts Limited Principal
- Series 27 - Financial and Operations Principal
- Series 28 - Introducing Broker/Dealer Financial and Operations Principal
- Series 4 - Registered Options Principal Examination (OP)
- Series 51 - Municipal Fund Securities Limited Principal
- Series 53 - Municipal Securities Principal
- Series 9/10 - General Securities Sales Supervisor
Utah
Vermont
Wisconsin
Wyoming
States with no record
These states have not reported a licence for this occupation in this dataset. That does not mean the job is unlicensed there — check the state page or contact the state's licensing agency.
- Alaska
- American Samoa
- Arizona
- Connecticut
- Delaware
- District of Columbia
- Hawaii
- Idaho
- Indiana
- Louisiana
- Maine
- Maryland
- Massachusetts
- Mississippi
- Missouri
- Nebraska
- New Hampshire
- New Mexico
- New York
- North Dakota
- Northern Mariana Islands
- Oklahoma
- Pennsylvania
- Puerto Rico
- South Carolina
- Texas
- Virgin Islands
- Virginia
- Washington
- West Virginia