Securities Broker-Dealer
KansasActive
- Exam
- Third-party exam
- Education
- Not reported
- Experience
- Not reported
- Background check
- Required
Securities brokers buy and sell securities or commodities in investment and trading firms, or provide financial services to businesses and individuals. May advise customers about stocks, bonds, mutual funds, commodities, and market conditions.
Requirements reported by the state
- Licence type
- Stand-alone license
- Exam
- Third-party exam required
- Continuing education
- Continuing education required
- Certification
- No mention of certification
- Background check
- Background check required
Issuing body
- Department
- Kansas Department of Insurance
- Board
- Office of the Kansas Securities Commissioner
- Address
- 1300 SW Arrowhead Rd Topeka, KS 66604
- Phone
- (785) 296-3071
- Agency website
- https://insurance.kansas.gov/
- Last updated
- September 5, 2024
Occupations (O*NET)
- Securities Agent 41-3031.00
Source and verification
This record is Kansas's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.
Before you apply, confirm every detail with Office of the Kansas Securities Commissioner — see the issuing body section above.
How we process this data. Not legal advice.