Securities Brokers/Dealers

Exam: Not reported
Education: Not reported
Experience: Not reported
Background check: Not reported

Securities Brokers/Dealers buy and sell stocks and bonds for individuals or organizations applying knowledge of securities, market conditions, government regulations, and financial circumstances of customers.

Requirements reported by the state

Licence type: Registry

Issuing body

Division: Division of Financial Regulations - Securities Licenses
Address: PO Box 14480 Salem, OR 97309
Phone: (503) 947-7980
Agency website: https://www.oregon.gov/oha/ph/LicensingCertification/Pages/index.aspx
Licence page: apps.oregon.gov/SOS/LicenseDirectory/LicenseDetail/490
Last updated: September 6, 2024

Occupations (O*NET)

Securities Agent 41-3031.00

Source and verification

This record is Oregon's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.

Before you apply, confirm every detail with Division of Financial Regulations - Securities Licenses — see the issuing body section above.

How we process this data. Not legal advice.