Stock Brokers/Dealer

GeorgiaNo new licenses issued

Exam: State exam
Education: Not reported
Experience: Not reported
Background check: Not reported

broker-dealers, are individuals or firms that act as intermediaries between buyers and sellers of securities, such as stocks.

Requirements reported by the state

Licence type: Registry
Exam: State exam required
Certification: Certification may substitute for license requirements

Issuing body

Division: Georgia Office of Secretary of State - Securities Division
Board: Georgia Office of Secretary of State - Securities Division
Address: 237 Coliseum Drive Macon, GA 31217
Phone: (478) 207-2440
Agency website: http://www.sos.ga.gov/securities/
Licence page: https://sos.ga.gov/how-to-guide/how-guide-register-broker-dealer-agent
Last updated: September 10, 2024

Occupations (O*NET)

Securities Agent 41-3031.00

Source and verification

This record is Georgia's report to the Analyst Resource Center, published by CareerOneStop (October 2024 export). Everything shown comes only from that report.

Before you apply, confirm every detail with Georgia Office of Secretary of State - Securities Division — see the issuing body section above.

How we process this data. Not legal advice.